Regulators
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Web Sites
  • Anguilla - Financial Services Department
    Includes ACORN, Anguilla's Commercial Online Registration Network, by which companies can be registered.
    http://www.anguillafsc.com/
     
  • Argentina - Comisón Nacional de Valores
    The National Securities Commission of the Argentine Republic ensures the transparency of Argentina's securities markets, watches over the market price formation process and thus protects investors.
    http://www.cnv.gov.ar/
     
  • Australian Prudential Regulatory Authority
    APRA is the prudential regulator of banks, insurance companies and superannuation funds, credit unions, building societies and friendly societies.
    http://www.apra.gov.au/
     
  • Austrian Financial Market Authority
    Combines the former regulatory roles of the Federal Ministry of Finance and the Austrian Securities Authority (Bundes-Wertpapier-Aufsicht).
    http://www.fma.gv.at/
     
  • Bangladesh - Securities and Exchange Commission
    Mission is to protect the interests of securities investors; develop fair, transparent and efficient securities markets; and ensure proper compliance with securities laws.
    http://www.secbd.org/
     
  • Belgium - Banking, Finance and Insurance Commission
    The single supervisory authority for the Belgian financial sector.
    http://www.cbfa.be/
     
  • Belgium - Commission Bancaire et Financiere
    The Banking and Finance Commission, formerly the Banking Commission, supervises credit institutions and investment firms, investment advice companies and exchange offices, the markets for financial instruments, and undertakings for collective investment.
    http://www.cbf.be/
     
  • Brazil - Securities and Exchange Commission of Brazil
    Comissão de Valores Mobiliários, with a section of regulations of interest to foreign investors.
    http://www.cvm.gov.br/
     
  • Chile - Superintendencia de Valores y Seguros
    The Chilean securities and insurance regulator, with copies of most financial laws, and more content in Spanish.
    http://www.svs.cl/
     
  • China Securities Regulatory Commission
    The CSRC is the executive branch of State Council Securities Commission, which is the central market regulation authority.
    http://www.csrc.gov.cn/
     
  • El Salvador - Superintendencia de Valores de El Salvador
    Superintendence of Securities, the regulator of the securities market in El Salvador.
    http://www.superval.gob.sv/
     
  • France - Commission des Opérations de Bourse
    In its own words, the COB regulates, authorizes, approves, supervises, sanctions, cooperates, and finally communicates and recommends.
    http://www.cob.fr/
     
  • Gibraltar - Financial Services Commission
    Statutory body corporate established by the 1989 Financial Services Commission Ordinance.
    http://www.fsc.gi/
     
  • Guernsey Financial Services Commission
    Objective is to protect the public against financial loss due to dishonesty, incompetence or malpractice, and to protect and enhance the reputation of the Bailiwick as a financial centre.
    http://www.gfsc.guernseyci.com/
     
  • Hong Kong - Securities and Futures Commission
    Unified regulator for Hong Kong's financial markets.
    http://www.hksfc.org.hk/
     
  • Hungarian Financial Supervisory Authority
    Also known as Pénzügyi Szervezetek Állami Felügyelete.
    http://www.pszaf.hu/
     
  • Iceland - Financial Supervisory Authority
    The Fjármálaeftirlitsins is responsible for the official regulation and supervision of financial operations in Iceland.
    http://www.fme.is/
     
  • India - Securities and Exchange Board of India
    SEBI protects the interests of investors in securities and promotes the development of the securities market through appropriate regulation.
    http://www.sebi.gov.in/
     
  • International Organization of Securities Commissions
    Has as members the individual securities regulators.
    http://www.iosco.org/
     
  • Isle of Man - Financial Supervision Commission
    Manx body responsible for the licensing and supervision of banks, building societies, investment business, collective investment schemes and corporate service providers.
    http://www.gov.im/fsc/
     
  • Italy - Commissione Nazionale per le Società e la Borsa
    CONSOB is the public authority responsible for regulating the Italian securities market, the activity of which is aimed at the protection of the investing public.
    http://www.consob.it/
     
  • Japan - Financial Services Agency
    The FSA is responsible for ensuring the stability of the financial system in Japan, protection of depositors, insurance policy-holders and securities investors.
    http://www.fsa.go.jp/
     
  • Latvia - Securities Markets Commission of the Republic of Latvia
    Ensuring overall stability in the financial and capital markets.
    http://www.fktk.lv/en/
     
  • Malaysia - Securities Commission of Malaysia
    Combined Malaysian regulator with the aim of protecting the investor, and encouraging and promoting the development of the securities and futures markets in Malaysia.
    http://www.sc.com.my/
     
  • Namibia Financial Institutions Supervisory Authority
    With information about the legal position of NAMFISA, its consumer education bulletins, and an online complaints form.
    http://www.namfisa.com.na/
     
  • Netherlands Authority for the Financial Markets
    Autoriteit Financiële Markten. Includes a warning list of those known to be offering financial services without proper authorization.
    http://www.afm.nl/
     
  • Norway - Banking, Insurance and Securities Commission of Norway
    The Kredittilsynet, with limited content in English, mostly in Norwegian.
    http://www.kredittilsynet.no/
     
  • Papua New Guinea - Securities Commission of Papua New Guinea
    The SCPNG is a division of the Investment Promotion Authority.
    http://www.ipa.gov.pg/
     
  • Society of Financial Examiners
    Professional society for examiners of insurance companies, banks, savings and loans, and credit unions.
    http://www.sofe.org/
     
  • South Africa - Financial Services Board
    Regulating insurers, intermediaries, retirement funds, friendly societies, unit trust schemes, management companies, and financial markets.
    http://www.fsb.co.za/
     
  • Swedish Financial Supervisory Authority
    Finansinspektionen is responsible for supervising companies in the insurance, credit and securities markets.
    http://www.fi.se/
     
  • Switzerland - Federal Office of Private Insurance
    The task of the Bundesamt für Privatversicherungen is to ensure that private insurance companies are able to meet their obligations towards insured parties at all times.
    http://www.bpv.admin.ch/
     
  • Switzerland - Swiss Federal Banking Commission
    Also known by its German-language initials, EBK. Supervises banks, investment funds, mortgage bond issuance, stock exchanges and securities dealers, and disclosure of shareholdings and public takeover bids.
    http://www.ebk.admin.ch/e/
     
  • Turkey - Capital Markets Board of Turkiye
    The regulatory and supervisory authority in charge of the securities markets in Turkey
    http://www.spk.gov.tr/
     
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    Regulators

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